What code of conduct should securities practitioners abide by?

According to the relevant laws and regulations of our country, the behaviors prohibited by securities practitioners include insider trading, manipulating the securities market, fabricating and spreading false information, and harming the interests of customers.

According to Article 54 of the Securities Law of People's Republic of China (PRC), employees of financial institutions such as securities trading places, securities companies, securities registration and settlement institutions and securities service institutions, and staff of relevant regulatory departments or trade associations are prohibited from engaging in securities trading activities related to this information in violation of regulations, or engaging in related trading activities explicitly or implicitly by using other undisclosed information other than insider information obtained by taking advantage of their positions. Those who use undisclosed information to conduct transactions and cause losses to investors shall be liable for compensation according to law.

Tips: The above explanations are for reference only.

Response time: 2021-12-14. Please refer to the latest business changes announced by Ping An Bank in official website.