Do securities practitioners need political review?

Securities companies do not need political review to recruit employees, as long as there is no proof of violation of law and discipline. Personnel engaged in securities business of a securities company shall meet the requirements of the Securities Law and other laws and regulations, the provisions of the China Securities Regulatory Commission and the self-discipline rules of the China Securities Association (hereinafter referred to as the Association), have good conduct and have the professional ability required to engage in securities business. Including but not limited to, meeting the basic requirements: good conduct and good professional ethics. No criminal punishment in the last three years. Those who have not been recognized by the China Securities Regulatory Commission as prohibited from entering the securities market, or whose prohibited period has expired. Pass the corresponding qualification examination for securities practitioners, etc. On the basis of meeting the basic requirements, the personnel engaged in securities investment consulting business shall also meet the relevant provisions of Article 13 of the Interim Measures for the Administration of Securities and Futures Investment Consulting. The sponsor representative shall also comply with the relevant provisions of Article 11 of the Measures for the Administration of Sponsorship of Securities Issuance and Listing. Securities brokers shall also comply with the relevant provisions of Article 7 of the Interim Provisions on the Administration of Securities Brokers.