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Which companies have investment licenses?
Investment license, that is, the license of securities consulting institution, that is, the consulting qualification certificate of securities consulting institution.
:
Article 6 of the Interim Measures for the Administration of Securities and Futures Investment Consulting stipulates that an institution applying for securities investment consulting qualification shall meet the following conditions:
1. The institution engaged in securities investment consulting business has more than five full-time personnel with securities investment consulting qualifications; At the same time, the institutions engaged in securities and futures investment consulting business have more than ten full-time personnel who have obtained securities investment consulting qualifications; At least one senior manager has obtained the qualification of securities investment consulting.
2. The registered capital is more than 654.38 million yuan.
3. Having a fixed business place and communication and other information transmission facilities suitable for the business.
4. There are articles of association.
5. Have a sound internal management system.
6. Other conditions that meet the requirements of China Securities Regulatory Commission.
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