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What are the requirements for Guizhou to apply for securities business?
1. Meet these conditions: 1, 18 years old; 2. High school education or above; 3. Having full capacity for civil conduct, you can sign up for the securities general qualification examination.
Two, the general qualification examination, can participate in the special business qualification examination and management qualification examination.
Securities qualification examination subjects:
1. There are two subjects in the general qualification examination, which are named "Basic Laws and Regulations of Securities Market" and "Basic Knowledge of Financial Market" respectively.
2. Set the corresponding examination subjects 1 for the vocational qualification examination. The examination subjects of the competency examination for sponsor representatives, securities analysts and securities investment consultants are investment banking, publishing securities research reports and securities investment consulting respectively.
3. Each management qualification examination has a total of 1 subject, namely, the qualification examination for senior managers of securities companies, the qualification examination for senior managers of securities rating business and the competency examination for compliance managers of securities companies.
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