What conditions do private fund managers and executives need to meet?

To apply for the post qualification of senior management personnel, the following conditions shall be met:

1, obtaining the qualification of fund practice;

2. Pass the securities investment legal knowledge examination for senior managers organized by China Securities Regulatory Commission or its authorized institutions;

3, with more than 3 years of work experience in financial related fields such as funds, securities, banks and management experience suitable for the proposed position, the inspector general should also have legal, accounting, supervision, auditing and other work experience;

4. Without the provisions of the Company Law, the Securities Investment Fund Law and other laws and administrative regulations, he shall not serve as a director, supervisor, manager or fund employee of the company;

5. It has not been punished by securities, banking, industry and commerce, taxation and other administrative departments in the last three years.

Extended data

An independent director shall also meet the following requirements:

1, with more than 5 years working experience in finance, law or finance.

2. In the last three years, he has not worked in the proposed fund management company and its shareholder units, or has not worked in an institution that has business ties or interests with the proposed fund management company.

3. It has no interest in the senior managers, other directors, supervisors, fund managers and financial officers of the fund management company to be employed.

4. The immediate family members are not employed in the fund management company to be employed.

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