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What are the securities companies in Hefei, Anhui Province?
1. Huaan Securities Co., Ltd.
Huaan Securities Co., Ltd. (hereinafter referred to as "Huaan Securities") is a securities company registered and established on December 28, 2 with the approval of China Securities Regulatory Commission. Its predecessor was Anhui Securities Company established in May 1991 with a registered capital of 2.821 billion yuan. , the chairman and legal representative are Li Gong.
2. Guoyuan Securities
Guoyuan Securities (hereinafter referred to as "the Company") was established in August, 21 (Xin Si nian) by the former Anhui International Trust and Investment Company and the former Anhui Trust and Investment Company as the main sponsors, in order to comply with the development trend of credit separation and industry reorganization.
on October 3th, 27, taking the split share structure reform as an opportunity, Beijing Huaer Co., Ltd. was successfully listed on Shenzhen Stock Exchange. The company is a comprehensive securities company approved by China Securities Regulatory Commission and registered by Anhui Administration for Industry and Commerce, with a registered capital of 1,964.1 million yuan.
Extended information:
Risk control of securities companies' operations:
The the State Council securities regulatory authority should make a detailed analysis of the net capital, the ratio of net capital to liabilities, the ratio of net capital to net assets, the ratio of net capital to self-management, underwriting, asset management and other business scales, the ratio of liabilities to net assets, and liquidity of securities companies.
A securities company withdraws the trading risk reserve from its annual after-tax profits to make up for the losses of securities trading, and the specific proportion of the withdrawal shall be stipulated by the the State Council Securities Regulatory Authority. When the the State Council securities regulatory authority deems it necessary, it may entrust an accounting firm and an asset appraisal institution to audit or evaluate the financial status, internal control status and asset value of a securities company.
in order to control and dissolve the risks of securities companies, protect the legitimate rights and interests of investors and the public interests, and ensure the healthy development of the securities industry, the State Council passed the Regulations on Risk Disposal of Securities Companies on April 23, 28 (effective as of the date of promulgation), which stipulated the closure, rectification, custody, takeover, administrative reorganization, cancellation, bankruptcy liquidation and reorganization, supervision and coordination, and legal responsibilities of securities companies.
the State Council securities regulatory authority shall organize, coordinate and supervise the risk disposal of securities companies according to law. The State Council securities regulatory agency shall establish a coordination and rapid response mechanism for dealing with the risks of securities companies in conjunction with the People's Bank of China, the finance department of the State Council, the public security department of the State Council, other financial regulatory agencies of the State Council and the provincial people's government.
in the process of dealing with the risks of securities companies, the relevant local people's governments should take effective measures to maintain social stability. In the process of dealing with the risks of securities companies, the normal operation of securities brokerage business should be guaranteed.
Baidu encyclopedia-Guoyuan Securities
Baidu encyclopedia-Huaan Securities
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