Integrity Culture Knowledge Competition Questions

In order to strengthen everyone’s concept of integrity, next, I will introduce to you the test questions of the 2017 Integrity Culture Knowledge Competition. I hope it will be helpful to everyone!

The test questions of the 2017 Integrity Culture Knowledge Competition

1. Single-choice questions

1. On February 24, 2014, in the speech delivered by the Political Bureau of the CPC Central Committee during the 13th collective study session, it was proposed that we should learn from The ideological essence and moral essence of China’s excellent traditional culture, vigorously promote the national spirit with patriotism as the core and the spirit of the times with reform and innovation as the core, and deeply explore and elucidate the contemporary values ??of China’s excellent traditional culture that emphasize benevolence, ( ), and seek great harmony , making China’s excellent traditional culture an important source of cultivating socialist core values. It is necessary to properly handle the relationship between inheritance and creative development, and focus on creative transformation and innovative development.

A. Value the people, honesty, justice and harmony

B. Value the people, honesty, unity and friendship

C. Value people’s livelihood, trust and harmony Justice and harmony

2. The connotation of the expression of integrity is ().

A. Keep promises, keep promises, and do not deceive

B. Be pragmatic, hard-working, and do not deceive

C. Keep promises, abide by the law, and keep promises

　3. ? Investigate things, seek knowledge, be sincere, be righteous, cultivate oneself, regulate the family, govern the country, and bring peace to the world? This is an important idea put forward by ancient Chinese Confucianism. Where does this idea come from? ( )

A. "The Analects" B. "Mencius" C. "University" D. "The Doctrine of the Mean"

4. Recently, CCTV launched the Mengwa series of socialist core values ??public service advertisements. One of the contents is: This is a family with a good soul, diligence as its foundation, frugality as a virtue, ( ), filial piety as the first priority, and harmony as the most important thing.

A. Trust and integrity B. Honesty and integrity C. Benevolence and integrity

5. The "Three Cardinal Guidelines and Five Constant Rules" are important contents of ancient Chinese moral ethics, among which the "Five Constant Rules" refer to ().

A. Benevolence, justice, propriety, wisdom, and trustworthiness

B. Benevolence, justice, trustworthiness, wisdom, courage

C. Benevolence, justice, propriety , Wisdom, Courage

6. Stable and reliable ( ) is an important foundation for the effective operation of the market economy.

A. Personal credit system

B. Enterprise credit system

C. Social credit system

7. According to the "Credit Information Industry The Management Regulations stipulate that credit reporting business refers to the activities of collecting, sorting, preserving, processing ( ) credit information, and providing it to information users.

A. Enterprises, institutions and other organizations

B. Individuals

C. Enterprises, institutions and other organizations and individuals

8 , Personal credit reports are mainly provided by the Central Bank's Credit Information Center, which mainly records basic personal information, loan information, ( ) and credit report inquiry records, etc.

A. Debit card information B. Consumption information C. Credit card information

9. The operating principles of credit rating are: independence, impartiality, ( ) and science.

A. Objective B. Strict C. Reciprocity

10. What are the characteristics of the social credit system under the conditions of socialist market economy? ( )

A. Led by the government

B. Based on property rights

C. Guaranteed by law

11. Credit evaluation is an assessment of an enterprise’s ability to repay debts and performance of contracts. Status, ( ) evaluation.

A. Level of trustworthiness B. Level of business operation C. Level of honesty

12. What reflects the scientific nature of credit reporting activities is ().

A. Principle of timeliness

B. Principle of completeness

C. Principle of authenticity

13. The 16th National Congress of the Communist Party of China The Third Plenary Session of the CPC Central Committee proposed: Establish and improve the social credit system. Form a social credit system with ( ) as the support, ( ) as the foundation, and ( ) as the guarantee?

　A. Morality, property rights, law

　B. Morality, law, policy

　C. Law, property rights, policy

　14 , The following items belong to investment suitability requirements ().

A. Specific investors purchase appropriate products

B. Suitable investors purchase low-risk products

C. Suitable investors purchase appropriate products Products

D. Specific investors purchase low-risk products

15. ( ) can be expressed by the multiple of the total credit scale relative to the economic scale (AC/GDP), It can reflect the credit development level of different countries. The credit ratio has a clear positive correlation with the degree of economic development of a country. The higher the ratio, the higher the degree of economic credit and the more active credit activities.

A. Economic credit rate

B. National credit rate

C. Enterprise credit rate

16. Market economy The essence of contract economy is contract economy, and the core and soul of contract economy is ().

A. Law B. Morality C. Credit

17. The State Council has assigned ( ) the responsibility to manage the credit reporting industry and promote the establishment of a social credit system.

A. People’s Bank of China

B. National Development and Reform Commission

C. Ministry of Finance

18. Requirements for building a social integrity system The three key links to focus on are ( ) and the use of ***enjoyment products and the punishment of dishonest entities.

A. Recording of credit information

B. Collection of credit information

C. Institutional arrangements for credit products

19. If If an individual has different opinions on the information in his or her credit report, he or she can submit it to the credit reporting agency, which will process it according to procedures. This is what the individual has as a credit reporting subject and data subject ( ).

A. Right to know B. Right to dissent C. Right to correct errors

20. The "Securities Law" stipulates that the securities regulatory agencies and their staff are refused or hindered from exercising supervision and inspection in accordance with the law. , The investigation authority does not use violence or threats, ().

A. Public security management penalties in accordance with the law

B. Detention in accordance with the law

C. Arrest in accordance with the law

D. Direct cancellation of business qualifications

21. How many years should the longest retention period of personal bad credit information be? ( )

A. 7 years B. 6 years C. 5 years

22. "Being proud of ( ) and being ashamed of seeing benefits and forgetting one's righteousness" are important contents of the socialist concept of honor and disgrace proposed by Hu Jintao.

A. Honesty and trustworthiness

B. Law-abiding

C. Advocating science

23. Mid-September 2001** *The Central Committee of the Communist Party of China issued the "Implementation Outline for the Construction of Citizen Morality", which proposed the 20-character basic norms of citizen morality: "Patriotism and law-abiding, ( ), unity and friendliness, diligence, thrift and self-improvement, and dedication and dedication".

A. Be courteous and honest

B. Be dedicated and dedicated

C. Respect the old and love the young

24. Integrity is important to our country’s economy What role does it play in various fields such as politics, politics and society? ( )

A. Integrity is an important cornerstone for the establishment and development of my country’s socialist market economy

B. Integrity is an important cornerstone for the establishment and maintenance of China’s socialist market economy An important guarantee of social order

C. Integrity is an important pillar in maintaining the stability of national power and government administration.

D. All of the above are true

25. The main goal of the construction of my country’s social credit system is: by 2020, the basic social credit laws, regulations and standard system will be basically established, with credit information A credit information system covering the whole society based on the sharing of resources has been basically established, ().

A. The credit supervision system is basically sound, the credit service market system is relatively complete, and the incentives for trustworthiness and the punishment for breach of trust are fully functioning

B. Government integrity, business integrity, social integrity and justice Significant progress has been made in the construction of public trust, and market and social satisfaction have been significantly improved

C. The awareness of integrity in the whole society has been generally enhanced, the credit environment for economic and social development has been significantly improved, and the economic and social order has been significantly improved

D , All of the above are true

26. The content of credit construction in my country’s financial field does not include ().

A. Innovate financial credit products, improve financial services, maintain the security of financial consumers’ personal information, and protect the legitimate rights and interests of financial consumers

B. Increase efforts to combat financial fraud and malicious evasion. Strengthen the punishment of financial dishonesty such as bank debts, insider trading, manufacturing and selling fake insurance policies, fraudulent insurance claims, disclosure of false information, illegal fund-raising, evasion and foreign exchange fraud, and standardize the order of the financial market

C. Strengthen financial Construction of credit information infrastructure, further expanding the coverage of credit records, strengthening the financial industry's incentive effect on trustworthy people and restraining the trustworthy ones

D. Establishing and improving the credit records of intermediary service agencies and their employees and disclosure system, and serve as an important basis for market administrative law enforcement departments to implement credit classification management

27. Which of the following statements is correct ().

A. Citizens, legal persons or other organizations may use, process or process the integrity information queried through the capital market integrity archive for profit purposes

B. Citizens, legal persons or other organizations The integrity information queried through the capital market integrity archives can be used for illegal purposes

C. Citizens, legal persons or other organizations are not allowed to arbitrarily publish the integrity information queried through the capital market integrity archives online

28. Which of the following statements is wrong ( )

A. Staff of securities companies have strict confidentiality obligations for sensitive information learned in any way, and may not use sensitive information to benefit themselves or Others seek improper benefits

B. Employees of stock exchanges, securities registration and clearing institutions, securities service agencies, and securities companies who have been dismissed due to illegal or disciplinary violations and dismissed state agency staff may Recruitment as employees of securities companies

C. Securities companies and their employees may not, under special circumstances, accept clients’ entrustment to buy or sell securities privately without going through their legally established business premises

D . If employees of a securities company execute the instructions of the securities company to which they belong or use their positions to violate trading rules during securities trading activities, the securities company to which they belong shall bear full responsibility

29. Which of the following statements is correct: ( )

A. Securities practitioners can buy and sell securities for clients

B. Securities practitioners can change clients’ trading orders based on market judgment

C. Practitioners Personnel shall respect fellow industry members, compete fairly, and shall not disparage peers or use other unfair competition methods to obtain business

D. Securities practitioners may engage in businesses that conflict with their interests in the performance of their duties

30. Which of the following does not describe the relationship between government integrity, business integrity, and social integrity? ( )

A. Government integrity is the forerunner

B. Business integrity is the key point

C. Social integrity is the foundation

D. The three are independent and have no connection

II. Multiple-choice questions

1. The "Four Comprehensives" strategic layout is an important part of the strategic thinking of the Party Central Committee with Comrade Xi Jinping as the core in governing the country. They are: ( )

A. Building a moderately prosperous society in an all-round way

B. Comprehensively deepen reforms

C. Comprehensively govern the country according to law

D. Comprehensively and strictly govern the party

2. On March 9, 2014, in China When the Anhui delegation participated in the deliberation at the second session of the 12th National People's Congress of the People's Republic of China, the important discussion on "Three Stricts and Three Realities" in the speech on promoting work style construction included: ( )

A. Be strict in self-cultivation, self-discipline, and power utilization

B. Be realistic in planning, starting a business, and being a human being

C. Be an honest person and speak honestly speak, do honest things

D. Know honor and disgrace, be upright, keep integrity, make contributions, and promote harmony

3. The main content of the socialist core values ??is ().

A. Prosperity, democracy, civilization, harmony

B. Freedom, equality, justice, rule of law

C. Patriotism, dedication, integrity, friendliness

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D. Patriotism, innovation, tolerance, virtue

4. What is the Confucian interpretation of "integrity"? ( )

A. With "sincerity" It is the true and natural way

B. Taking sincerity as the foundation of morality and the source of behavior

C. Taking faith as one of the purposes of virtue

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D. Pay attention to the practice of sincerity and emphasize the consistency of words and deeds

5. The "Code of Conduct for Practitioners in the Securities Industry" requires that practitioners should () during the practice process.

A. Safeguard the legitimate interests of customers and other relevant parties

B. Be honest and trustworthy

C. Be diligent and responsible

D. Maintain Industry reputation

6. Which of the following is not a prohibited behavior for securities practitioners when conducting brokerage business: ( )

A. Accepting the client’s discretion

B. Competing against each other

C. Speculating on the securities of affiliated companies

D. Leaking customer information

7. Which of the following integrity information can be passed Inquiry on the Capital Market Illegal and Untrustworthy Information Disclosure Platform ( ).

A. Administrative penalties, market ban decisions and supervisory and management measures issued by the China Securities Regulatory Commission and its dispatched agencies

B. Disciplinary measures implemented by securities and futures market industry organizations and management measures stipulated in laws, administrative regulations and rules

C. Being transferred to the public security organs and the People’s Procuratorate by the China Securities Regulatory Commission and its dispatched agencies for suspected securities and futures crimes

D. Securities and futures infringements and breaches of contract are judged by the People's Court to bear greater civil liability for compensation

8. Citizens, legal persons or other organizations that apply for capital market integrity information inquiry should provide the following materials: ( )

A. Inquiry application form

B. Identity certification documents

C. Income certification documents

D. Apply for the "Interim Provisional Integrity Supervision and Administration of Securities and Futures Markets" If an inquiry application is made under Items (2) to (6) of Article 16 of the Measures, the inquiry application shall be signed or stamped with the consent of the inquiry subject, or have other written consent documents from the inquiry subject

9. Which of the following entities have integrity information recorded in the capital market integrity files: ( )

A. Securities industry practitioners and futures practitioners

B. Issuers, listed companies and Its directors, supervisors, senior managers,

Major shareholders and actual controllers

C. Securities companies, fund management companies, futures companies and their directors, supervisors, senior managers, Major shareholders and actual controllers

D. Service agencies and their personnel that provide investor relations management and other public relations services to issuers and listed companies

10. Capital market integrity information includes ( ).

A. Citizen’s name, gender, nationality, ID number, name, address, organization code and other basic information of legal person or other organization

B. China Securities Regulatory Commission, State Council Commendations, awards, and evaluations made by other competent departments and other provincial and ministerial level and above units and national securities and futures market industry organizations such as securities and futures exchanges, securities and futures market industry associations, securities registration and clearing institutions, and credit ratings made by credit rating agencies Rating

C. Administrative penalties, market ban decisions and supervisory and management measures issued by the China Securities Regulatory Commission and its dispatched agencies

D. Disciplinary actions implemented by securities and futures market industry organizations Measures and management measures stipulated in laws, administrative regulations and rules

11. If the decision or behavior corresponding to the integrity information recorded in the integrity file is revoked or changed through legal procedures, ().

A. The China Securities Regulatory Commission and its local offices will delete and modify the integrity information accordingly

B. The integrity information can be temporarily retained for 6 months

C , The integrity information can be temporarily retained for 1 year

D. Citizens, legal persons or other organizations involved in the integrity information can apply to the China Securities Regulatory Commission and its dispatched agencies to delete or modify the corresponding integrity information

12. For a company, the first thing is honesty and trustworthiness, and the second thing is talent. If the company hires talented people who are not trustworthy, it will do more harm to the company than if the company hires people with poor abilities. ?This sentence tells us ().

A. Integrity is an important code of conduct

B. Integrity is the basis for whether a person can integrate into society and gain the trust of others

C. Society We need people who are truly talented, honest and trustworthy

D. Integrity is a key factor in economic and social development

13. The validity period of illegal and untrustworthy information in the capital market integrity archives is ( ).

A. 3 years

B. 5 years

C. Generally, 3 years, but it is administratively punished and banned from the market due to illegal securities and futures activities. The validity period of criminal penalties and judgments for civil liability for major infringements and breach of contract is 5 years. D. Laws, administrative regulations and other regulations of the China Securities Regulatory Commission have other validity periods for illegal and dishonest information. 14. Which of the following are the professional codes of conduct that securities practitioners should abide by ( )

A. Practitioners should consciously abide by laws and administrative regulations, accept And cooperate with the supervision and management of the China Securities Regulatory Commission, accept and cooperate with the self-discipline management of the association, and abide by the relevant rules of the trading venue, the rules and regulations of the institution where it is located, and the industry-recognized professional ethics and codes of conduct

B. During the practice process, they should safeguard the legitimate interests of clients and other relevant parties, be honest and trustworthy, be diligent and responsible, and maintain the reputation of the industry

C. Practitioners should provide professional services to clients in accordance with corresponding business specifications and practice standards, and understand Customer needs, financial status and risk tolerance, recommend appropriate products or services to customers, and fully disclose the responsibilities, obligations and related risks involved in recommended products or services, including but not limited to legal risks, policy risks, market risks, etc.

D. Practitioners should have the professional knowledge and skills required to engage in relevant business activities, obtain corresponding professional qualifications, apply for practice registration with the association through their institutions, accept follow-up vocational training organized by the association and their institutions, and maintain Professional competency

15. my country’s Securities Law clearly stipulates that securities companies and their employees are prohibited from engaging in the following fraudulent behaviors that harm the interests of customers: ( )

A. Violation of customer obligations Entrust them to buy and sell securities

B. Use the media or other means to provide and disseminate false or misleading information to investors

C. In order to earn commission income, induce customers to engage in inappropriate transactions Necessary securities trading

D. Buying and selling securities for clients without authorization from clients, or buying and selling securities in the name of clients

16. Securities companies and their employees violate the Securities Law The Law stipulates that those who privately accept clients' entrustment to buy and sell securities can take the following measures: ( )

A. Order to make corrections

B. Give a warning

C , Confiscate the illegal income and impose a fine of not less than one time but not more than five times the illegal income

D. If there is no illegal income or the illegal income is less than 100,000 yuan, a fine of not less than 100,000 yuan but not more than 300,000 yuan shall be imposed

17. What are the impacts of integrity? ( )

A. Good integrity can reduce social operating costs

B. Integrity can make social relations harmonious

C. Lack of integrity harms the orderly development of the market economy, promotes social injustice, and affects social stability

D. Lack of integrity affects the government’s macro-decision-making and hinders the marketization process

18. The construction of my country’s corporate integrity management system includes ().

A. Carry out corporate integrity commitment activities in various industries, increase the publicity of demonstrations of honest companies and the exposure of typical cases of dishonesty, and guide companies to enhance their sense of social responsibility. In all aspects of production and operation, financial management, and labor and employment management, Strengthen credit self-discipline and improve the business credit ecological environment

B. Encourage enterprises to establish customer files, conduct customer integrity evaluations, incorporate customer integrity transaction records into accounts receivable management, credit sales credit limit measurement, and establish a scientific Enterprise credit management process, prevent credit risks, and enhance the comprehensive competitiveness of enterprises

C. Strengthen the integrity of enterprises in credit transactions and production and operation activities such as bond issuance, borrowing, and guarantees. Encourage and support qualified enterprises to set up credit managers

D. Encourage enterprises to establish internal employee integrity assessment and evaluation systems

19. Measures to strengthen the construction of integrity culture include ().

A. Carry forward the culture of integrity

B. Establish a model of integrity

C. Carry out in-depth integrity-themed activities

D. Vigorously carry out key projects Special management of integrity issues in industry fields

20. Credit construction in the field of Internet applications and services in my country includes: ( )

A. Vigorously promote the construction of Internet integrity and cultivate the ability to operate the Internet in accordance with the law and use the Internet with integrity concept, gradually implement the Internet real-name system, improve the legal protection of Internet credit construction, and vigorously promote the construction of an Internet credit supervision mechanism

B. Establish an Internet credit evaluation system to evaluate the service and operation behaviors of Internet companies and the online behaviors of Internet users Conduct credit assessments and record credit ratings

C. Establish online credit files covering Internet companies and Internet individuals, actively promote the establishment of an exchange and sharing mechanism for online credit information and related credit information in other areas of society, and vigorously Promote the promotion and application of online credit information in all fields of society

D. Establish an online credit blacklist system to include companies and individuals that commit online fraud, spread rumors, infringe on the legitimate rights and interests of others, and other serious online dishonesty. Blacklist, take measures such as online behavior restrictions and industry bans on blacklisted entities, notify relevant departments and conduct public exposure

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