What are the registration requirements for the investment consultant exam?

Registration conditions for securities investment consultant examination:

Persons who have passed the general qualification examination. The general qualification examination includes "Basic Knowledge of Financial Market" and "Basic Laws and Regulations of Securities Market", and a score of 60 or above is considered as qualified.

Securities investment consulting examination subject: securities investment consulting business

To apply for securities investment consulting business (investment consultant), in addition to passing the prescribed subject examination, the following conditions shall also be met:

(a) At least 65-438+08 years old;

(2) Bachelor degree or above;

(3) Having full capacity for civil conduct;

(4) It has been employed by a public institution;

(5) It has not received any criminal punishment or major administrative punishment related to securities business;

(6) There is no circumstance specified in Article 132 of the Securities Law of People's Republic of China (PRC);

(seven) has not been identified by the China Securities Regulatory Commission as a prohibited person in the securities market, or has passed the prohibition period;

(8) Having China nationality;

(nine) engaged in securities business for more than 2 years.

(10) Other conditions stipulated by laws, administrative regulations and China Securities Regulatory Commission.

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