What are the businesses of securities companies?

(1) securities broker; (2) Securities investment consultation; (3) Financial advisers related to securities trading and securities investment activities; (4) Securities underwriting and sponsorship. (5) Self-operated securities. (6) Management of securities assets; (7) Other securities businesses.

The minimum registered capital of a securities company engaged in the above-mentioned (1) to (3) businesses is RMB 50 million; The minimum registered capital for those who engage in one of the business items (4) to (7) is 65.438 billion yuan; If two or more businesses in items (4) to (7) are engaged, the minimum registered capital shall be RMB 500 million.

Extended data

Securities company: refers to a financial institution established in accordance with the Company Law and approved by the State Council Securities Regulatory Authority, which specializes in securities business and has independent legal personality.

In a narrow sense, a securities company refers to a securities business company, which is an institution that specializes in securities business after being approved by the competent authority and obtaining a business license from the relevant administrative department for industry and commerce. Having the membership of a stock exchange, you can underwrite the issuance, self-management or agent trading of securities.

References:

Baidu encyclopedia-securities company