What subjects do I need to pass to be an investment consultant of a securities company?

Two subjects, namely Basic Laws and Regulations and Basic Knowledge of Financial Markets. You don't need to take the securities investment fund exam.

a securities investment consultant refers to an asset manager who specializes in providing securities investment advice and gets paid. Provide investment advice to customers, such as trading opportunity, hot spot analysis, securities selection, risk warning, etc., and prohibit acting as an agent for customers.

in other words, the investment consultant provides advice for the customer's reference, and the decision is made by the customer himself. The customers bear the losses and gains, and the securities companies may charge fees for investment consulting services, including differential commissions, individual consulting fees according to the amount of assets or service period, etc.

Extended information:

Notes on the securities qualification examination:

1. If you pass the examination results, you can obtain a certificate of achievement, and the examination results are valid for many years.

2. Those who have passed the examinations of basic subjects and any professional subject will be qualified for securities business.

3. Those who have passed the examinations of basic subjects and any two professional subjects have obtained the first-class qualification certificate for securities business (blue).

4. Those who have passed the examinations of basic subjects and four professional subjects have obtained the second-level qualification certificate for securities business (purple).

5. Certificates can be upgraded cumulatively. For example, after obtaining the qualification for securities business, those who pass the examination of any of the other three professional subjects will obtain the first-class qualification certificate for securities business. The second-level qualification certificate is the same.

Baidu Encyclopedia-Securities Qualification Examination

Baidu Encyclopedia-Securities Investment Consultant