Which departments do I need to go to for approval to open a p2p wealth management company?

2016165438+128 October, the detailed process of filing and registration application of newly established institutions was given in the Guidelines for the Administration of Filing and Registration of Peer-to-Peer Lending Information Intermediaries.

It can be simply summarized as: ① Apply for industrial and commercial registration and obtain a business license → ② Apply for registration and submit materials → ③ The local financial supervision department conducts audit → ④ The local financial supervision department handles registration and issues a registration certificate.

The specific process is as follows:

1.P2P online lending platform needs to go through industrial and commercial registration and obtain a business license first, and define peer-to-peer lending information intermediary and other related contents in the business scope;

2. Within 10 working days after completing the industrial and commercial registration and obtaining the business license, the 2.P2P online lending platform shall apply to the local financial supervision department of the place of registration and submit relevant materials. The materials to be submitted include the basic information of the platform, the list of shareholders or investors and their capital contributions, the shareholder structure, business development strategy, compliance commitment letter, the original and photocopy of the business license, the basic information of the legal representative, directors, supervisors and senior managers, the list of branches and their locations, the official website and website of the platform.

3. Local financial supervision departments conduct audits by means of multi-party data comparison, online verification, entity certification, on-site investigation and interviews with senior executives. , and in the case of complete documents and formal compliance, handle the filing and registration, and issue a filing and registration certificate to the P2P online lending platform that applies for filing and registration. The specific time limit shall be stipulated by the local financial office according to the situation, but it shall not exceed 40 working days.

The newly established peer-to-peer lending information intermediary institution shall provide the following information to the financial supervision department when applying for filing and registration:

1, basic information of peer-to-peer lending information intermediary, including name, domicile, organizational form, etc. ;

2, the list of shareholders or investors and their capital contribution, ownership structure;

3. Business development strategy and planning;

4. Compliance business commitment;

5. Original and photocopy of the business license of the enterprise as a legal person;

6. Basic information about the legal representative, directors, supervisors and senior managers;

7. Name and location of the branch;

8. The website address of the official website of peer-to-peer lending information intermediary and the name of related APP;

9. Other documents and materials required by local financial supervision departments.