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What are the application requirements for Nanchang Securities?
What are the application requirements for Nanchang Securities? Registration conditions for the Securities Practitioner Qualification Certificate:
1. Meet these conditions: 1. Over 18 years old; 2. High school education or above; 3. Persons with full civil capacity can register for the General Securities Practitioner Qualification Examination .
2. Those who pass the general professional qualification examination can take the special business qualification examination and the management qualification examination.
Securities Practitioner Qualification Examination Subjects:
1. There are two general practitioner qualification examination subjects, named "Basic Laws and Regulations of the Securities Market" and "Basic Knowledge of the Financial Market".
2. Each professional qualification examination has one corresponding examination subject. The examination subjects of the Sponsor Representative Competency Examination, Securities Analyst Competency Examination and Securities Investment Consultant Competency Examination respectively correspond to "Investment Banking Business", "Securities Research Report Publishing Business" and "Securities Investment Consulting Business".
3. There is one examination subject for each management qualification test, namely "Qualification Test for Senior Managers of Securities Companies", "Qualification Test for Senior Managers of Securities Rating Business" and "Compliance Management of Securities Companies" Personnel Competency Test".
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