Major administrative penalties imposed by the regulatory authorities or strict regulatory measures taken include

Legal analysis: In general, the CSRC's administrative punishment supervision measures include supervision talks, reminding people to pay attention to talks, issuing supervision concern letters, issuing warning letters to be included in the integrity files, ordering intermediaries to conduct verification, submitting special reports and compliance inspection reports, requiring disclosure of information, and notifying exit management authorities to stop their exit business activities according to law.

Legal basis: People's Republic of China (PRC) Supervision Law.

Fifteenth supervisory organs to supervise the following public officials and related personnel:

(a) China * * * production party organs, people's congresses and their standing committees, people's governments, supervisory committees, people's courts, people's procuratorates, organs of the China People's Political Consultative Conference at all levels, organs of democratic parties and organs of the Federation of Industry and Commerce, as well as personnel managed by reference to the Civil Service Law of People's Republic of China (PRC);

Personnel engaged in public affairs in organizations authorized by laws and regulations or entrusted by state organs according to law to manage public affairs;

(3) managers of state-owned enterprises;

(four) personnel engaged in management in public education, scientific research, culture, medical and health, sports and other units;

(5) Personnel engaged in management in grass-roots mass autonomous organizations;

(6) Other persons who perform public duties according to law.

Article 16 Supervisory organs at all levels shall have jurisdiction over supervisory matters involving personnel specified in Article 15 of this Law within their respective jurisdictions in accordance with their administrative authority.

Supervisory organs at higher levels can handle supervisory matters within the jurisdiction of supervisory organs at lower levels, and when necessary, they can also handle supervisory matters within the jurisdiction of supervisory organs at all levels under their jurisdiction.

If there is a dispute between supervisory organs over the jurisdiction of supervisory matters, it shall be decided by the supervisory organ at the next higher level.