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What are the requirements for working in a securities company?
Securities qualification is not a necessary condition. Entering a securities company will generally give you 1 year to pass the exam. Of course, education may be preferred.
Full-time bachelor degree or above, this requirement is basically aimed at sales staff. For all positions in the headquarters, especially front-office positions, such as investment, investment banking, asset management and capital agency, and some important back-office positions, such as research center, risk control, planned finance and human resources, full-time master's degree or above is basically required, and doctoral degree is preferred.
Qualification is basically not a necessary element unless the position requires it.
In addition, for people who work in the headquarters of securities companies, work experience is often a consideration index.
A securities company is a legal person enterprise specializing in securities trading. Divided into securities management companies and securities registration companies. In a narrow sense, a securities company refers to a securities business company, which is an institution that specializes in securities business after being approved by the competent authority and obtaining a business license from the relevant administrative department for industry and commerce of the securities company. Having the membership of a stock exchange, you can underwrite the issuance, self-management or agent trading of securities. Ordinary investors must invest in securities through securities companies.
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