Shandong Weifang Securities Qualification Certificate

There are four fixed securities qualification examinations every year. Registration takes the form of online registration. You can go directly to Baidu's "China Securities Association" official website, and there is an entrance for "Examination Registration" in the upper right corner. Go in and register an exam login account, then fill in your personal information, choose the subjects to apply for, choose the exam place in the given list of exam cities, and pay the exam fee through online banking (70 yuan/Department, regardless of whether the exam passes or not, the invoice will be mailed to you through the contact address you filled in when registering. Or you can remit money through the post office, but the post office remittance is slow), apply for an invoice, and it will be OK. On Monday of the exam week, log on to the website of the China Securities Association again and print the admission ticket.

When registering, a list of test cities with test sites will be given, which are generally large central cities in various provinces. Candidates can choose their own suitable city from the list given. However, the specific test sites are stipulated by the test organizers and can only be known when the admission ticket is printed. Weifang is a small city, and I don't remember having an exam there. You can choose to take the exam in Jinan.

At the beginning of each year, China Securities Industry Association will uniformly announce the securities qualification examination plan of that year, including the registration time and examination time of each examination (accurate to the day). The registration time is generally about one month ahead of the examination time. There will be another announcement before each exam, which will specifically announce the specific arrangements for the exam. The exam will definitely be arranged on Saturday and Sunday, four times a day, but it is impossible to predict and choose which one to take in advance, and you can only know when you print the admission ticket.

You need to bring the admission ticket and the original ID card to take the exam.

There are five subjects in this exam: basic knowledge of securities, securities trading, securities investment funds, securities investment analysis, securities issuance and underwriting. Among them, "basic knowledge" is a compulsory subject, and the last four subjects are elective subjects. After passing the basic examination plus any optional subject, you can obtain the qualification of securities business. In addition, you can continue to obtain other qualifications after passing the corresponding elective subjects. For example, if you pass the securities investment fund, you can get the qualification of fund sales; After securities investment analysis, you can also apply to become a registered securities analyst or securities investment consultant under the conditions of meeting the qualifications and work experience.

The subjects of each exam can be selected by the candidates themselves, with the lowest 1 subject and the highest 5 subjects. Moreover, there is no "implicated" relationship between the scores of different subjects in each exam. For example, in this exam, you applied for "Basic Knowledge" and "Investment Analysis". The former passed and the latter failed, so your performance in the course "Basic Knowledge" is also established. Next time, you only need to take one more elective subject to qualify. And there is no need to test and analyze. You can also take the trade test in the next exam.

Among the five courses, securities investment analysis has the highest gold content and the greatest difficulty. "transaction" is the simplest and has low gold content; "Fund" is slightly less difficult than "Analysis" and more practical, and the contents of the two courses overlap a lot; The book "Distribution and Underwriting" is the thickest, but there is nothing difficult to understand. It's all rote learning, which is not practical. Generally speaking, you can take the exam or not. If you want to take the exam, it is recommended to take the other four courses before taking the exam.

Five subjects (including basic knowledge) can obtain the first-class qualification certificate of securities by passing three courses; You can get the second-level qualification if you pass all 5 subjects. However, brokers have no clear requirements for the first and second levels. Generally, there are clear rules and requirements for specific subjects, especially the course of securities investment analysis. Therefore, there is no need to entangle the issue of the first-class certificate and the second-class certificate. Passing the key subjects "fund" and "analysis" is the king.

There are designated textbooks for this exam, which are compiled by China Securities Industry Association and published by China Finance and Economics Publishing House. Each textbook also has a workbook with the same name. The textbook is updated every summer, and each edition is suitable for two exams in the second half of the year and two exams in the first half of the following year. Therefore, the textbook version 20 1 1 still applies to the two exams in the first half of 20 12. Textbook 20 12 is applicable in the second half of the year. Personally, I don't think it is necessary to buy other books to read, and there is no need to sign up for any training courses. It is enough to read a book carefully and make a matching workbook.

Textbooks and workbooks can be found on Taobao. My textbooks are all from Taobao. The quality of the paper is a little poor, but it is enough for the exam. But look at the year of the textbook. Some unscrupulous merchants will take advantage of the new opportunities in the middle of the textbook to fish in troubled waters. For example, in the second half of the year, they announced that they were selling "20 12 exam textbooks", and the result was version 20 1 1. This must be asked clearly.

After passing the exam, you can download and print your own exam transcripts on the Internet of Securities Industry Association, which are also legally binding. The specific physical certificate is generally applied by the company after employment. If an individual wants to apply, I have to take the original ID card and transcripts to the provincial securities association and the Securities Regulatory Bureau to apply, and the procedures are more troublesome.

I passed all five exams, so count me in!

Good luck!