What are the conditions for a futures company to obtain the membership of CICC's full settlement?

Article 7 A futures company applying for the qualification of financial futures settlement business shall meet the following basic conditions: (1) Obtaining the qualification of financial futures brokerage business; (2) Having a detailed plan for engaging in financial futures settlement business, including department setting, staffing, post responsibilities, financial futures settlement business management system and risk management system, etc. ; (3) The settlement and risk management department or the person in charge of the post has more than 2 years' experience as the trading, settlement and risk management department or the person in charge of the post of a futures company; (4) Having futures practitioners who can meet the needs of financial futures settlement business; (5) The senior management personnel have not been subjected to criminal punishment, have been subjected to administrative punishment for illegal business operations, have no bad credit record in the last two years, and are not under investigation by the competent authorities for suspected illegal business operations; (six) there is no regulatory measures taken by the China Securities Regulatory Commission and its dispatched offices as stipulated in the second paragraph of Article 59 and Article 60 of the Regulations on the Administration of Futures Trading; (seven) there is no case of being investigated by the administrative or judicial organs for suspected illegal business operations; (eight) in the past three years, he has not received criminal punishment or administrative punishment for illegal business operations. However, if the controlling shareholder or actual controller of the futures company changes, and the change ratio of senior managers exceeds 50%, and the senior managers and business leaders who are responsible for the above situation are no longer in the company, and the rectification has been completed and passed the acceptance by the dispatched office of the China Securities Regulatory Commission where the futures company is located, it may not be subject to this restriction; (9) There have been no major futures trading and settlement risk events in the last three years. However, if the controlling shareholder or actual controller of the futures company changes, and the change ratio of senior managers exceeds 50%, and the senior managers and business leaders who are responsible for the above situation are no longer in the company, and the rectification has been completed and passed the acceptance by the dispatched office of the China Securities Regulatory Commission where the futures company is located, it may not be subject to this restriction; (10) The controlling shareholder and actual controller have been operating for more than two complete fiscal years; If the controlling shareholder or actual controller is a financial institution, if it is established or reorganized in the last two years, it shall continue to operate from the date of establishment or reorganization; (1 1) The controlling shareholder and actual controller have not been subjected to criminal punishment in the last two years, nor have they been subjected to administrative punishment for illegal business operations, and there is no case that they are being investigated by the competent authorities for suspected illegal business operations. Article 9 A futures company applying for the qualification of comprehensive settlement of financial futures shall meet the following conditions in addition to the basic conditions stipulated in Article 7 of these Measures: (1) At least three of the chairman, general manager and deputy general managers have been engaged in futures or securities for more than five years, and at least two of them have been engaged in futures for more than five years and obtained the qualification of futures practitioners, and have served as the chairman or senior manager of futures companies for more than three years; (2) The registered capital is not less than RMB 1 100 million yuan, and the risk supervision indicators in the two months before the application date have continuously reached the prescribed standards; (3) It has been profitable continuously for three fiscal years before the date of application, and the average total customer equity at the end of each quarter is not less than RMB 300 million, and the net assets of the controlling shareholder at the end of the period are not less than RMB 654.38+0 billion; Or in the three fiscal years before the application date, the company has made profits for at least two consecutive years, and the average total customer equity at the end of each quarter is not less than RMB 654.38+billion, the ending net capital of the controlling shareholder is not less than RMB 654.38+billion, and the net assets of the controlling shareholder are not less than RMB 654.38+billion. (four) other conditions stipulated by the China Securities Regulatory Commission in accordance with the principle of prudent supervision.