What are the registration requirements for securities investment consultants?

Securities investment consultants belong to the special business qualification examination, and those who pass the general qualification examination meet the registration requirements.

General qualification examination registration conditions

1, registration deadline 18 years old;

2. Have a high school or a nationally recognized education equivalent to high school or above;

3. Have full capacity for civil conduct.

Registration conditions for special business qualification examination

Anyone who has passed the general qualification examination can take part in the special business qualification examination.

It should be noted that the registration conditions for the competency examination of securities analysts are not equal to the registration conditions, and the registration conditions for securities investment consultants also require academic qualifications and work experience. To apply for securities investment consulting business (investment consultant), in addition to passing the prescribed subject examination, the following conditions shall also be met:

(a) At least 65-438+08 years old;

(2) Bachelor degree or above;

(3) Having full capacity for civil conduct;

(4) It has been employed by a public institution;

(5) It has not received any criminal punishment or major administrative punishment related to securities business;

(6) There is no circumstance specified in Article 132 of the Securities Law of People's Republic of China (PRC);

(seven) has not been identified by the China Securities Regulatory Commission as a prohibited person in the securities market, or has passed the prohibition period;

(8) Having China nationality;

(nine) engaged in securities business for more than 2 years.

(10) Other conditions stipulated by laws, administrative regulations and China Securities Regulatory Commission.

Global Ivy Friendship Tip: Are the above the registration conditions for securities investment consultants? Answer the question, I hope I can help you!