What are the positions of business director and prospective sponsor representative in securities companies?

The business director of a securities company is a quasi-sponsor representative, whose position is an employee of the investment banking department who has passed the sponsor representative examination but has not yet obtained the qualification of sponsor representative.

The sponsor representative is actually the intermediary between the listed reserve enterprise and the CSRC, which is equivalent to the representative of this enterprise and recommends the listing of the enterprise to the CSRC as a guarantee. The number of sponsor representatives has also become an indicator to measure the strength of a brokerage investment bank. 2014165438+1October 24th, the State Council approved the cancellation of the warranty certificate.

Extended data:

Application conditions of sponsor representative:

1, with more than 3 years of relevant business experience in sponsorship;

2. Being a project co-organizer in the domestic securities issuance project as stipulated in Article 2 of these Measures;

3. Participate in the competency test of the sponsor representative recognized by the China Securities Regulatory Commission and the results are qualified and effective;

4. Honesty and trustworthiness, good conduct, no bad credit record, and no administrative punishment by the China Securities Regulatory Commission;

5. There is no large amount of outstanding debts due;

6. Other conditions stipulated by China Securities Regulatory Commission.